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July 18, 2017

As Wells Fargo Sheds 130 Advisors, One FA Breaks Away to Avoid Wirehouse Homogenization
Tweaked compensation model aims to ease client fears post-financial crisis.
Edward Jones Fined For Inadequate Record Handling
Finra fines the firm $750,000 in part for failing to ensure aggregate reports were delivered to clients.
Wells Fargo Settles $3.5M Advisor Training Class-Action
Firm agrees to reimburse former advisor trainees whom it required to pay back training costs.
How to Use Robo-Analysis to Boost Your Value
Robo-analysis brings far more to advice than mere robo-advisors.
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