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April 19, 2017

KKR, Stone Point to Buy Focus Financial Majority Stake
PE firms assume $2 billion valuation that sets benchmark for valuations, experts say.
SCOTUS May Limit SEC’s Power to Recoup Illegal Gains
Several justices say regulator goes too far extracting disgorgements.
Merrill and Morgan Stanley File Strong Earnings
Flows partly driven by transitioning brokerage retirement accounts into fee-only accounts.
In Banking, Wealth Lags Retail in Digital Capabilities
Relying on ink and paper is no way to compete with nimble non-banks, says new report.
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Advanced Qualifications Help Advisors Stand Out
With all the disruption in wealth management, investors want to know your credentials.  Video [ 5:45 ]   Transcript  

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