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April 17, 2017

Merrill Study: Focus on Life, Not Just Family Finances
Researchers find growing need for more ‘comprehensive’ holistic advice-giving.
Trump Repeals DOL’s City Auto-IRA Initiative
DOL’s rule on state auto-IRA program also on the chopping block.
Wells Fargo Reports Record Wealth Management Assets
But profits fall 5% from previous quarter.
Investors May Start Asking More About Advice Fees
Mainstream media breaks apart various fees associated with financial advice.
Finra Panel Awards $1M Over Variable Annuity "Fraud"
Award derives from allegedly misleading promises of returns.