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April 14, 2017

One WealthTrust Firm Won’t Be Joining HighTower
Texas practice isn’t part of the multi-RIA migration to the Chicago-based broker-dealer.
Merrill and JPMorgan Poach FAs From Morgan Stanley
Meanwhile, Raymond James continues plucking advisors from Wells Fargo.
TD Ameritrade’s New Referral Rules Split RIAs
Change on referral fee may hurt FAs relying on passive management.
Morgan Stanley’s Market Optimism a Glass Half-Full
Exuberant old bulls have been known to awaken cranky bears.
Keep Your Principles, Even if You Lose the Client
If you don’t see eye-to-eye on strategy, it might be best to separate.

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