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March 31, 2017

Time for an Industry-Wide Sanity Check on Robos
The wealth management sector is missing the point about these new platforms.
Wells Fargo’s Bank Scandal Still Hurts Its Advisors
Despite this week’s settlement, advisors will feel the “taint” of the retail bank’s scandal, recruiter says.
SEC Approves Finra Senior Financial Protection Rule
Rule requires firms to get trusted contact information and allow temporary holds on suspicious disbursement requests.
Attitude and Engagement Key to Surviving Mergers
Advice practice executives feeling sidelined in a merger should keep a positive and proactive attitude.
Are You Conflict-Averse? Too Bad
Dealing with conflict is a part of an advisor’s job.
ThinkTank: Macro Economy

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