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March 13, 2017

DOL Rule or Not, Fat Bonus Checks Fading into Sunset
Back-end deals could still be resurrected but should FAs play ball?
Morgan Stanley Offers Small 401(k) Compliance Service
Program lets every broker act in a fiduciary capacity with small retirement plans.
DOL Posts Hundreds of Comments Following Rule Delay
Comments split evenly between supporters and opponents of the fiduciary rule.
Traditional Advisor Business Model Will Not Last
High-fee advisors peddling high-cost investments are on the way out, insists Wall Street veteran.
LPL Names Jim Putnam Chairman of the Board
Appointment follows Mark Casady’s retirement.

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