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January 23, 2017

DOL Proposes Easing Fiduciary Rule on Some Annuities
Proposal would let insurance intermediaries collect commission on certain annuity sales.
Consumer Lobby Thinks BDs Misrepresent Themselves
Firms represent brokers differently to the public than in legal challenges to DOL rule.
Wealth Management Mergers At All-Time High in 2016
Merger activity up at least 10% compared to 2015.
White Urges New SEC Boss to Champion Fiduciary Rule
Former chairwoman says she approves of Jay Clayton, picked as her replacement.
FAIQ Education
The Benefits of Family LLCs for HNW Investors
This FA-IQ Education webcast examines strategies for using limited liability corporations in estate planning to organize and protect assets. This presentation is worth 1 credit hour from the CFP and CIMA upon the successful completion of a 10-question quiz.