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January 11, 2017

RIAs Can’t Skip DOL Compliance Overhaul
Like BD-based FAs, RIA advisors have work to do before April.
Morgan Stanley Partners with Addepar
Tech firm previously worked with independent advice firms and family offices catering to ultra-wealthy.
DOL: JPMorgan Retaliated Against FA Whistleblower
Advisor complained publicly about pressure to sell bank’s own products.
Fidelity, John Hancock Expand Fiduciary Services Under DOL Rule
Record-keepers are expanding fiduciary responsibilities to investment selection and rollovers.
Many Women Don't Trust Their Financial Advisors
But there are a few things you can easily do to change that.  Video [ 4:49 ]   Transcript  
ThinkTank: Macro Economy