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July 1, 2015

$3 Billion Team Jumps Ship to Work New Model
Ex-Deutsche crew zeros in on clients’ future prospects, not current assets, to fuel growth.
Finra Sees a Healthy Hike in Income on Fines, Cutbacks
Bigger penalties, voluntary retirements goose the watchdog’s take in 2014.
SCOTUS Ruling Doesn’t Dent the Unmarried Niche
Not all gay couples will marry, just as some straight couples don’t.
Video
Fine-Tuning Portfolios Through "Dynamic Indexing"
Following indexes too precisely can mean missing opportunities.  Video [ 4:06 ]   Transcript  
Investors Want Both Humans and Robo-Advisors
Automated financial-advice tools are important, but not everything, for investors.

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