Welcome to Financial Advisor IQ
Follow

April 9, 2018

Key Referral Network Controversy Compounded by Misunderstanding
FAs unhappy about CPA Plus should face a fact: accountants just aren’t that into them.
Scottrade Wants Fiduciary Suit in Federal Court
Company says Massachusetts Securities Division’s suit wants to enforce the now-vacated DOL fiduciary rule.
Clients Sue Edward Jones Over Getting Switched to Fee-Based Accounts
Lawsuit alleges that clients in dormant accounts ended up paying higher fees than what they would have paid in commission-based accounts.
Wells Fargo Loses Advisor to First Republic Bank
Andrea Borgioli had been with Wells Fargo Private Bank for 11 years.
UBS Merging Its Wealth Units Could Save It 5%
And UBS Wealth Management USA has launched its digital advice platform.
Dimon Says JPMorgan Can Double Share of HNW Market
CEO says firm could add branches and bankers to expand its share of wealth management business.

Topics