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March 26, 2018

The Real Reason Wells Fargo Stays in the Protocol isn't What You Might Think
Its bank channel and salaried newbies make all the difference.
FA Shuffle Continues in Morgan Stanley’s LA Branches
Most recently, a Westwood Plaza branch manager went back to being an advisor.
JPMorgan Loses $30B Advisor Team to UBS
But JPMorgan had lured a $1 billion broker from Goldman Sachs.
Ex-Broker Admits to $300M Stock Fraud Ahead of Trial
Pump-and-dump also involved another broker, lawyer and CEO of an advice firm.
Raymond James RIA Head Departs
Moves come as a surprise considering Bill Van Law’s time at the firm, recruiter says.
Lightyear Capital Founder Reportedly Eyeing Cetera
Donald Marron is a contender, sources say, in part because Lightyear owned Cetera from 2010 to 2014.