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February 9, 2018

Credit Suisse Faces Lawsuit Over Deferred Pay For Brokers
Former broker says company withheld up to $300 million from reps when it shuttered its U.S.-based wealth unit in 2015.
Massachusetts Considers Making RIAs Post Their Fees
RIA principals in the state see it as an extension of trends already in place.
Ex-Wirehouse Advisor Says Firms Leaving Broker Protocol is an Affront to Fair Play
WealthSource Partners CEO Bryan Sullivan says "the old method of move, get sued and settle is truly a stain on the culture of the industry."
Raymond James Rolls Out Tool for Gathering Client Asset Data
Meanwhile, account aggregation provider Quovo introduces new notification feature about clients’ life events.
Don't Be Afraid to Make Meetings Mandatory
Change clients' perceptions of estate planning through mandatory meetings.
Good Financial Advisors Need to Speak Up
Plenty of people are looking for good advisors but they can’t find them if they don’t know about their work.

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