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January 31, 2018

Why Some Advisors Signal Strong Support for an SEC Fiduciary Rule
But that's not to say they think it will happen anytime soon.
Ex-Edward Jones FA Settles Over Alleged Fake Sex Ads
Finra suspends rep and orders him to pay $7,500 fine for allegedly impersonating a competing rep in internet ads.
Edelman Financial Signs Up for Envestnet’s Platform
Deal brings 160 financial planners onto the digital wealth management platform.
Advice Industry Not Complying with DOL Rule
Despite delay of the final implementation date, the rule applies to rollover recommendations.
Union Bank & Trust Buys $600M Advice Firm
Business becomes part of the bank’s wealth management operations.
In 2018 Emerging Markets Will Gain Wider Acceptance
VanEck's EM portfolio manager sees big things for the asset class this year.  Video [ 5:25 ]   Transcript