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December 28, 2017

Raymond James Fined $2M Over Emails
Finra alleges the brokerage failed to properly supervise communications.
2017’s Biggest Practice Management Issues
Advisors sound off on the biggest events of their year.
CFP Board Revamps Standards, Seeks Comments
Revised code keeps provision to extend fiduciary standard to all advice.
Americans Think Washington Will Be Hard on their Pockets
More think the beltway will negatively affect their personal finances in 2018.
Why Celebrities Make Bad Investments
For every Jay-Z there’s a Nicolas Cage.