Welcome to Financial Advisor IQ

September 27, 2017

FolioDX Boosts Envestnet's Intellectual Property Attack
Megadeal combines two supermarkets for trading investment ideas rather than funds. 
SEC Sharpens Cybersecurity, Boosts RIA Exams
Chairman Jay Clayton also tells House Committee SEC will coordinate with DOL on fiduciary rule.T
Ex-Morgan Stanley Administrator Barred
Wirehouse had fired the manager over an allegedly incorrect expense report.
FA Charged in NCAA Bribery Scandal
Advisor was part of a network accused of bribing families and coaches to secure business.
Forget Impact Investing ... Try Conscious Capitalism
This firm constructs individualized portfolios that reflect their clients' beliefs.  Video [ 4:40 ]   Transcript