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August 30, 2017

White House OKs DOL Fiduciary Rule Delay
Experts say the final rule will likely be greatly revised during the re-evaluation.
Big Texas Merger Blends Wirehouse and Indie Practices
With help from Dynasty, ex-Merrill Gordon team takes up with ex-Merrill Syntal.
SEC Goes After Radio Star Broker … Yet Again
Regulator alleges radio host and barred broker defrauded investors in a $20 million Ponzi scheme.
FAs Must Rein in Their Implicit Biases
Demographic shifts mean clients are changing.
Video
How to Get Clients at Ease with Global Bonds and Alts
The asset classes aren't areas where retail investors have typically been comfortable.  Video [ 3:10 ]   Transcript  

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