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July 7, 2017

Merrill, Morgan Stanley Lose Veteran FAs to Rivals
Experienced reps also leave Citigroup and HighTower.
NFL Star Forced to Take Ameriprise Suit to Arbitration
Attorneys put Darren McFadden’s $15 million suit on hold because of arbitration agreement.
How in Tune Are You With Your Clients' Worries?
New research is unearthing a growing disconnect between clients and their advisors.
Affluent Investor Confidence Hits Record Low
Meanwhile millionaire investors have regained confidence but remain practically bearish.
You May Not Have to Fire That Nasty Client After All
Address them directly about their bad behavior, then let them go if necessary.