Welcome to Financial Advisor IQ

June 28, 2017

SEC, DOL Team Up on Fiduciary Rule As States Ponder Their Own
State lawmakers reach out to Nevada following the state’s passage of fiduciary standard law.
What Some BDs are Doing Wrong in Cybersecurity
Finra offers a laundry list of what broker-dealers need to do to get up to speed.
Morgan Stanley Loses $270M Trio to Ameriprise
Wirehouse continues losing veteran advisors.
Platform Aims to Scale for Any Client Wealth Level
Financial planning tech platform to use funds for expanding functionality of software.
Holistic Advice is the New Norm
And keeping up with technology is now one of the biggest challenges FAs face.  Video [ 1:26 ]   Transcript