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May 8, 2017

Vanguard: There's “Inherent Conflict” in Paid Distribution
CEO reacts to Morgan Stanley dropping Vanguard’s mutual funds.
Finra Board to Focus on Rogue FAs, Unpaid Awards
This week’s board meeting will also consider liquidity reporting requirements.
Raymond James Nabs $275M Morgan Stanley Rep
Practice chooses Raymond James as its custodial partner.
Ponzi Schemes Are Alive and Well
Investors warned: The best defense against fraud is a licensed financial advisor.
RIAs Merge to Form $2.9B Practice
Merger creates one of the largest RIAs in the Southeast.