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March 10, 2017

Merrill Lynch Clarifies its Fiduciary Strategy to FAs
Firm is reviewing “alternatives” for commission-based clients who may not benefit from transition to fee-based accounts.
Morgan Stanley Taps New Investment Resources Boss
The new head of the wealth business's investment and portfolio strategies succeeds Mike Wilson.
UBS Bets Client Money on Women-Led Companies
American wealth management division raised $110m for venture capital fund to invest in female-led companies.
Contemplating Independence? Get Back to Basics
Thinking about striking out on your own? Here’s some things you might want to consider.
When a Simple List Goes a Long Way
Clients can lose track of their financial assets. Taking stock can refocus goals and sharpen planning.