Welcome to Financial Advisor IQ

January 5, 2017

FA Breaks from PNC to Go Indie
After long career including Bank of America and UBS, advisor opts to go solo.
Trump Picks SEC Boss, Finra Reveals Exam Priorities
Finra’s top exam priorities for 2017 will focus on rogue brokers.
Introverted Prospects Need a Different Approach
Financial advisors can encourage engagement by carefully asking about what remains unsaid.
Advisors Beware the Super-Smart AI Wealth Machine
Long-term survival for advisors may come down to bridging a wide technology gap.
The Four Steps to Achieving Organic Growth
How can you structure your business to fuel growth?
ThinkTank: Financial Planning