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November 9, 2016

Trump Victory Potentially Pivotal for Taxes and Financial Regulation
Brokerages have been preparing for a big market swing regardless of the outcome of the election.
Advisors Find Fault in Fiduciary Rule Guidance
Experts say best interest contract exemption explanations only confuse the issue.
Commonwealth CEO: DOL Rule’s BICE a “Stew”
Company chief says “unlimited liability” potential caused firm to stop offering commission-based products in IRAs.
Raymond James Nabs Merrill Lynch, Wells Fargo and Edward Jones Teams
Two teams of advisors are forming new offices in New York and New Hampshire.
FAs Lose UHNW Clients if they Ignore Taxes
When calculating returns for your clients, be sure to make considerations for taxes.  Video [ 3:47 ]   Transcript