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June 26, 2017

Broker-Dealers Call for End to Regulation by Enforcement
They’re frustrated by the “guesswork” needed to interpret regulations.
Morgan Stanley Lets Advisors Text Clients
Separately, Orion streamlines risk analytics.
Edward Jones, Morgan Stanley Lead in Online Searches
Study finds a mix of locally targeted web pages and paid-search advertising helps firms boost online visibility.
UBS Loses More Advisors to a Rival
Veteran advisors collectively managed $600 million.
Why FAs Increasingly Shun Mutual Funds for ETFs
Financial advisors now recommend ETFs over all other investment products.