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August 31, 2017

DOL Rule Delay Highlights Industry Battle Lines
A delay of nearly 24 months gives opponents time to make the rule go away, proponents fear.
Merrill Lynch Team Goes Indie, Affiliates with LPL
Advisors managed $311 million at the wirehouse.
Ex-Morgan Stanley Exec Calls for Milken Pardon
HightTower wealth manager calls on Trump to pardon the junk bond pioneer.
Handling Risk Is Key to Serving UHNW Clients
Wealthy investors look for advisors who can challenge them, plan for various outcomes and remain calm.
Make Sure You're Covered if a Client Sues
Professional liability claims are an advisor’s biggest risk.