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September 6, 2017

Edward Jones Wins Fight to Recoup Finra Damages
Man who allegedly forged power of attorney form in client’s name ordered to reimburse firm for previous settlement.
Wells Fargo Teams Split for Raymond James and RBC
California and Louisiana advisors cite a desire to put their customers first.
Congress Puts Finra Under Microscope
A House subcommittee will look at Finra’s regulatory agenda and relationship with the SEC.
What Younger Clients Want Isn't Too Difficult
You don't have to change your offering -- just tweak how you communicate it.
How to Easily Offer Something More Than Investing
This firm has created its own life planner and estate document services to help provide holistic service.  Video [ 3:34 ]   Transcript  
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