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March 20, 2017

Without Class-Actionability, the DOL Rule Is Toothless
Making bad behavior expensive is the point, not a sad side effect.
SEC Said to be Cutting Spending on Enforcement
One report says the agency is bracing for deeper curtailments to come.
How the Advisor Age Gap Plays Out
Is it the end of the road for older advisors, or just another turn of the wheel?
T. Rowe Price Launches Robo Platform
Unlike most robos, this one invests in active products only.
JPMorgan Appoints New Retail Brokerage Head
Chris Harvey succeeds Greg Quental as CEO of JPMorgan Securities.