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April 6, 2018

Wells Fargo Wealth Unit Steered Clients to Pricey Products, Inside Sources Say
Wealth management division engaged in similar pushy sales tactics that landed Wells Fargo’s bank in trouble in 2016, sources tell Bloomberg.
UBS Pushes Advisor Lawsuit to Federal Court
The suit had been filed by a former UBS advisor in the employee-friendly California state court.
How LinkedIn, Facebook and Twitter Can Help or Harm Your Business
Social media is a great place to pick up clients – if you stay within the confines of securities law.
Is it Time to Outsource Your Firm’s Investment Management Tasks?
Firms are still split on the value of passing over this important function.
RBC Loses Advisor Team to Steward Partners
The team helps the firm launch its fourteenth office.
Ameriprise Nabs $185M Advisor Team from Edward Jones
Granite Financial Management joins Ameriprise’s franchise channel.