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January 12, 2018

Merrill Lynch Lets its Advisors Text Their Clients
New capability is part of a broader suite of digital tools to enhance mobile communications.
Regional Team with $700M Finds Freedom at a Smaller Bank
Ex-SunTrust FAs gain ‘best of both worlds’ by joining rival with ties to Raymond James.
State Watchdog Asks Discount Brokers for Sales-Practice Info
Move follows press reports raising questions about rep compensation on proprietary advice products.
Cetera Nabs Another Bank Wealth Unit from LPL
Investors Financial has $700 million in assets under administration.
Thoroughly Vet Professionals Prior to Collaborating
Ensure a positive client experience by interviewing outsourced professionals on the front end.