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September 21, 2017

How Finra is Trying to Improve its Arbitration Forum
Priorities include recruiting more arbitrators and swifter resolution of disputes.
SII Charged With Unethical Conduct
Firm allegedly made $300,000 in ill-gotten commissions in REITs.
Merrill Shows How Healthcare Costs Are Hurting Clients
Merrill Lynch study finds many employees have trouble managing healthcare expenditures.
GOP Says Watchdog Went Easy on Wells Fargo Scandal
Internal memo from CFPB suggests $185 million in fines could have been $10 billion.
Butowsky Seeks Dismissal in Democrat Death Story Suit
Advisor, Fox News both ask for dismissal of lawsuits regarding a new report on the death of DNC staffer Seth Rich.