Welcome to Financial Advisor IQ

Registration Required To View More Than 1 Article(s) in 30 Day(s).

Already registered?

Register for a free subscription to Financial Advisor IQ, a Financial Times service, written specifically for Financial Advisors. (All fields are required.)

  • There's no cost
  • Your information will not be shared without your consent
  • You get full access along with a daily news alert

CE Credentials
You can now earn continuing education credits by reading selected content on FAIQ's ThinkTank. Enter your credentials below to start earning credits.

Already a Financial Advisor IQ Reader?

Log in

September 13, 2017

Here’s What to Do in the DOL Rule Transition Period
Law firm produces checklist advisors can use to protect themselves and demonstrate compliance.
Family Offices Lack Written Successions Plans
Only a third have written plans and nearly half aren’t ready for the coming generational wealth transfer.
Faith-Based RIA Censured Over 12b-1 Fees
Firm ordered to disgorge avoidable fees.
FAs on Equifax Hack: Clients Need to Be Proactive
Advisors suggest purchase alerts and credit monitoring.
This FA Helps Victims Fight Back Against Bad Brokers
From high-flying Wall St. stockbroker to southwest RIA and now a forensic investigator ... This FA has seen it all.  Video [ 7:12 ]   Transcript  
ThinkTank: Macro Economy