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August 8, 2017

Wells Fargo Faces Multiple Whistleblower Complaints
Lawmakers call for a September hearing on the bank’s ever-growing scandals.
Tax Optimization: The Ultimate Differentiator?
Experts say there’s a lot more to it than old-fashioned tax-loss harvesting.
Wall Street Fines Have Plummeted Under Trump
But regulators warn not to read too much into six-month figures.
FAs Claim Unpaid Wages Following Owner’s Suicide
Advisors allege a pattern of misappropriation prior to owner’s death.
Will the Latest DOL Rule Comments Help or Hinder?

Do you think the latest round of public comments on the Department of Labor's new fiduciary rule stand to help or hinder its progress toward full implementation? Tell us why or why not in the comment section.