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May 15, 2017

Merrill to Pause Traditional Recruiting, Try to Lure Indies
Wirehouse may halt all such activity June 1 to create a new incentive structure.
Vanguard Mounts Hiring Push Amid Service 'Hiccups'
Funds giant to add 100 new advisors for robo clients, ramp up tech offerings.
Finra Wants to Go Harder on Bad Brokers
Regulator to seek comment on measures including heightened disclosure.
FAs Love Trump, Worry About Generating Income
Concerns about volatility drop-off in an advisor snapshot taken last month.
Advisors Should Embrace the Industry's Disruptors
Major changes to the industry are likely to come ever faster, but they present opportunities.
ThinkTank: Latest Published Content