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August 23, 2018

Morgan Stanley Lawsuit Highlights Pitfalls of Emailed Employee Contracts
The wirehouse contends that if they’ve sent you an emailed contract, you’ve essentially agreed to the contract just by continuing to work.
Merrill Lynch to Move Uninvested Client Cash to Bank Deposits
Brokers will still be able to put uninvested funds in money-market mutual funds, but only by purchasing them manually.
It’s Not Over Yet for HighTower Chair
When Weissbluth takes his job, Ahluwalia will still play a role.
Cambridge Investment Research Acquires $3.5B Broker-Dealer
Financial Services will become a super OSJ branch of Cambridge.
UBS Loses Reps to Ameriprise and RBC
RBC also picks up four advisors from Wells Fargo.
Sequoia Financial Takes In $776M Advice Firm
But Sequoia’s president says organic growth is his firm’s primary method of expansion, not acquisitions.

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