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April 25, 2018

Blockchain: Get Ready for Radical Disruption
For FAs, the effects of frictionless data exchange will be no less profound for being indirect.
Merrill Lynch Faces Gender Discrimination Suit
Separately, firm fires top broker whose team included a relative of Merrill Lynch wealth chief Andy Sieg.
Finra Probe Reveals Need to Prioritize Exams
Other upcoming Finra 360 priorities include changes that will impact day-to-day interactions with member firms and the investing public.
Merrill Lynch Study: FAs Fall Short Advising Women
Financial advisors need to improve best practices to better service and win female clients.
UBS Sees Advisor Productivity Soar
The company’s average advisor had $1.33 million in annual revenue.
FA Guilty of Filching $5.2M Gets 12 Years in Jail
Daniel Glick must also pay $5.2 million in restitution.
Wealth Management is Heading Where it Should've Been All Along
Client goals need to be front and center of any practice.  Video [ 4:32 ]   Transcript