The Practice: Marketing
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July 27, 2018RBC Rolls Out Practice Management ProgramThe new practice management team consists of five consultants to help the firm’s 1,800 financial advisors grow their business.No Comments
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July 27, 2018Focus Financial Partners IPO Soars After Price WobbleThough priced below its consensus range, wealth firm buyer’s story won out.No Comments
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July 27, 2018Raymond James Advisor Count Jumps After Boosting BonusesThe firm had a 45% increase in business development expenses year-over-year.No Comments
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July 26, 2018SEC’s Fund Research Safe Harbor Doesn’t Go Far Enough, Industry ClaimsMorningstar says the proposal lets broker-dealers distribute biased research.No Comments
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July 26, 2018Watchdog Charges Investment Advisor with Lying About Disciplinary HistoryAdvisor allegedly wrote on his website he’d never had a complaint against him, despite having three complaints listed on BrokerCheck.No Comments
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July 25, 2018New Clients: Free Lunches, Facebook, and CharityRecent studies about potential users of financial advice reveal some strategies for advisors to find clients.No Comments
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July 25, 2018Advisors are Blind to Special Needs, Lawsuits ClaimSight-impaired plaintiff has filed dozens of suits against all manner of firms.Last Comment: July 25, 2018
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July 24, 2018UBS Upbeat About Wealth Management, Unit Posts 18% Pre-Tax GainThe unit posted a $1 billion profit in the second quarter.No Comments
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July 23, 2018Cetera Won't Offer Retention Bonuses For FAs After SaleThe deal with Genstar Capital, expected to close by the end of September, is not expected to cause any “disruption.”No Comments
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July 23, 2018Edelman Completes Financial Engines MergerAs part of the deal, the previously publicly-traded RIA is getting delisted from the stock market.No Comments
