The Practice: Marketing

• January 30, 2019

  Blackstone Lunges for Retail Investors

  The firm plans to quadruple the $58 billion it manages in its private wealth group.

  No Comments
• January 30, 2019

  Edward Jones Hits Record Growth Level in FA Ranks

  The firm’s assets under care have also grown.

  No Comments
• January 29, 2019

  How Wells Fargo Plans to “Refresh” its Identity

  A new marketing campaign includes revamped visuals, including an update to Wells Fargo’s stage coach symbol.

  No Comments
• January 28, 2019

  Startup Promises Amazon Prime-like Services for FAs

  Chalice Financial Network is a software-as-a-service-based member benefit organization offering subscription-based access to a slew of wealth management-related services.

  No Comments
• January 22, 2019

  BlackRock Leak Exposes Private Data of 20,000 FAs, Including 12,000 at LPL

  But BlackRock says no end-clients’ data has been leaked.

  No Comments
• January 14, 2019

  Wells Fargo Lawsuit Defendants Counter Septuagenarian's Elder Abuse Claims

  The move also illustrates the trend of big firms trying to keep litigation out of public arenas and in control of industry forums.

  No Comments
• January 14, 2019

  Carson Group Sets Stage for 2019 Talent Push with First Addition

  The firm plans to onboard new business consulting, risk management, operations, and investment management executives this year.

  No Comments
• January 10, 2019

  To Stay on SEC’s Good Side, FA Practices Need to Monitor Online Communications

  A recent risk alert from the regulator says companies must monitor social media and ensure compliance in the use of personal electronics.

  No Comments
• January 9, 2019

  Proven Strategies for Winning Over Your Clients' Kids (And Some Things You Really Shouldn't Do)

  Top UHNW advisors reveal their winning game plans.

  No Comments
• January 8, 2019

  Morgan Stanley, Merrill Lynch and UBS Enforcement Action Revelations Slip Out Between Christmas Ham and New Year's Bubbly

  News of enforcement actions at the wirehouses came at a time when few people are keeping up with industry affairs.

  Last Comment: January 8, 2019
  1 Comment