The Practice: Staffing and recruiting
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April 26, 2017Does Your Firm’s Culture Really Include Women?For many female FAs, corporate culture is more like an obstacle course than a ladder.
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April 26, 2017Schwab Entices Advisors to Break AwayCampaign targets advisors working with high net worth clients.Last Comment: April 28, 2017
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April 26, 2017Ex-Merrill Lynch FA Pleads Guilty to Stealing $1MHe convinced colleagues to make transfers to an outside account he controlled.No Comments
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April 25, 2017Ameriprise Reveals Strategic Expansion DealPurchase of Texas-based firm opens up banking channel.No Comments
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April 24, 2017FAs Wanted: “Millennials, Women, People of Color”CFP Board says the industry needs diversity to remain responsive and relevant.Last Comment: April 24, 2017
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April 21, 2017DOL Rule Delay Spiked Wealth Management M&AYet traditional asset managers, under sharper fee pressure, saw sluggish growth.No Comments
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April 21, 2017Merrill Loses Team With 50+ Year Legacy to Indie BDThree-person, $400m team moves to an independent broker-dealer channel.No Comments
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April 20, 2017HighTower Adds $175M Wells Fargo PracticeAddition marks sixth team to join HighTower this year.No Comments
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April 19, 2017Merrill and Morgan Stanley File Strong EarningsFlows partly driven by transitioning brokerage retirement accounts into fee-only accounts.Last Comment: April 19, 2017
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April 19, 2017KKR, Stone Point to Buy Focus Financial Majority StakePE firms assume $2 billion valuation that sets benchmark for valuations, experts say.No Comments
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