The Practice: Staffing and recruiting

• January 18, 2019

  Wells Fargo Loses $800M FA Practice to TD Ameritrade

  Christopher Sargent, who broke away to form an RIA, had been with Wells Fargo and its predecessors for more than 50 years.

  Last Comment: January 18, 2019
  1 Comment
• January 17, 2019

  Prime Capital Investment Advisors Acquires RIA

  Longer Investments manages $151 million for 108 accounts.

  No Comments
• January 17, 2019

  Morgan Stanley Promotes 14 Wealth Managers to Managing Director

  Five women are among those promoted to the firm's highest rank.

  No Comments
• January 17, 2019

  Two Morgan Stanley Managers Leave Private Wealth Unit

  Charles "Chuck" Rice oversaw advisors in Chicago and Jose Salazar managed advisors in Miami.

  No Comments
• January 17, 2019

  Why Merrill Lynch Has Never Seen Such Growth

  Yet the wirehouse's advisor ranks have barely increased.

  Last Comment: January 17, 2019
  2 Comments
• January 17, 2019

  Genstar Reportedly Weighs Buying Advisor Group Stake

  But Advisor Group's CEO tells employees that no discussions are underway.

  No Comments
• January 16, 2019

  Wells Fargo Reveals Why it Sees Upside in a Shrinking Advisor Roster

  Advisor attrition has slowed from its peak in August.

  No Comments
• January 16, 2019

  Edward Jones Ordered to Pay $2 Million Discrimination Claim

  A Finra arbitration panel has ruled the firm owes back pay and damages to one of its former brokers.

  No Comments
• January 16, 2019

  Merrill Lynch Loses Another FA to This Rival

  The advisor had been with the wirehouse for less than four years before jumping ship.

  No Comments
• January 16, 2019

  Commonwealth Lures FA Practice from Cadaret, Grant

  Michael Roberts Associates oversees more than $500 million.

  No Comments