The Practice: Fees and compensation
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February 22, 2019Will Wirehouses Thwart FA Flight to Independence by Less Grid Tinkering?Many reps are sick of constant pay changes, recruiters say.No Comments
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February 22, 2019Ohio National Extends Buyout Offer over Controversial Variable Annuity Trailing CommissionsBroker-dealers and registered representatives now have until March 15 to decide if they want to surrender or exchange their contracts for more money.No Comments
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February 22, 2019Franklin Templeton Agrees to $14 Million Settlement in 401(k) Self-Dealing LawsuitThe settlement is among the largest in recent months.No Comments
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February 22, 2019This Is the Year Traditional Wealth Managers and Fintech Cozy UpA marketing strategist predicts that incumbent players will integrate tech to profit from the coming wealth transfer.No Comments
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February 22, 2019Focus Financial Adds Two RIAs with Combined $800 MillionFocus will roll the two RIAs into existing partner firms.No Comments
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February 21, 2019Why Advisors Left Wirehouses for B-Ds and IndependentsYes, it was for the money ... but for so much more than that.No Comments
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February 21, 2019Mercer Advisors Acquires Yet Another FirmAnn Arbor-based Arbor Asset Management oversees around $350 million.No Comments
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February 21, 2019Mather Group Snags Another Billion-Dollar Practice and Launches Family OfficeThe acquisition in Illinois also marks the official launch of the Mather Group’s family office.No Comments
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February 21, 2019SEC’s Regulation Best Interest Slammed as "Misleading"“Best interest” and “fiduciary” aren’t equal, the National Association of Personal Financial Advisors says.Last Comment: February 21, 2019
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February 21, 2019Morgan Stanley Lawsuit Might Force More Customer Disputes Into ArbitrationThe wirehouse is trying to force someone to arbitrate a claim that has nothing to do with their accounts, merely because they were a customer.No Comments
