The Client: ERISA plans/institutional management
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May 11, 2017States Ignore Washington on State-Run IRAsAt least seven states continue building programs despite Senate vote to stop support.No Comments
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May 11, 2017Fiduciary Rule Slammed as First Amendment ViolationLegal group submits amicus brief arguing rule restricts speech of financial advisors.No Comments
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April 17, 2017Trump Repeals DOL’s City Auto-IRA InitiativeDOL’s rule on state auto-IRA program also on the chopping block.No Comments
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April 13, 2017JPMorgan Halts Action as DOL Weighs Fiduciary RuleFirm delays moving certain clients to self-directed platform.No Comments
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April 11, 2017What Will Ultimately Happen with the DOL Fiduciary Rule?
Originally planned to come into effect Monday, the Department of Labor's fiduciary rule has now been delayed until June 9 and by presidential instruction is now under review. Whether or not you agree with the rule, what do you think is the likelihood of survival?
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April 10, 2017Morningstar Thinks Fiduciary Rule Repeal is UnlikelyMost likely change to rule after review will be to reduce risk of class action lawsuits against firms.Last Comment: April 10, 2017
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April 5, 2017DOL Officially Delays Fiduciary Rule by at Least 60 DaysA review of the rule, meanwhile, is expected to last until 2018.Last Comment: April 5, 2017
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April 3, 2017Edelman: Free Trading Will Kill Commissioned BrokersIf trading becomes entirely free, commission-based brokers will be out of business, RIA exec says.Last Comment: April 3, 2017
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March 28, 2017What Merrill and Morgan Stanley's Different 401(k) Tacks Might MeanSome experts criticize the push for more cooperation between retirement specialists and generalists.No Comments
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March 23, 2017DOL Nominee Says He’ll Review Fiduciary RuleAlexander Acosta says he’ll follow Trump’s presidential memorandum to reassess the rule.Last Comment: March 23, 2017
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