Welcome to Financial Advisor IQ
Follow

Topic: The Practice



Technology


  • January 24, 2017
    Carson Ditches LPL over Perceived Tech Deficiencies
    Ron Carson says he chose Cetera for his practice because of the firm’s commitment to technology investments.
    No Comments
  • January 20, 2017
    Are You in Denial About the Robo Threat?
    Technology can’t replace you? Tell that to travel agents and book sellers.
    Last Comment: January 20, 2017
    1 Comment
  • January 17, 2017
    On What Should the SEC Focus in 2017?

    Last week the SEC unveiled its examination priorities for 2017. They include a heightened focus on digital advice, wrap fees, ETFs, firms that hire brokers with misconduct records and never-before examined registered advisors. What do you think the SEC should prioritize this year?

    No Comments
  • January 12, 2017
    John Hancock Chooses NextCapital for Digital Offering
    Deal aims to scale digital advice in light of the Department of Labor’s fiduciary rule.
    No Comments
  • January 11, 2017
    Morgan Stanley Partners with Addepar
    Tech firm previously worked with independent advice firms and family offices catering to ultra-wealthy.
    No Comments

Fees and compensation


Staffing and recruiting


Regulatory/legal issues


Succession planning


Marketing