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Topic: The Client



Finding and winning new clients


Client retention


ERISA plans/institutional management


  • September 20, 2017
    DOL Argues It Didn’t Overstep Congressional Mandate
    While defending a legal challenge, the agency insisted it had authority to promulgate its fiduciary rule.
    Last Comment: September 20, 2017
    1 Comment
  • September 13, 2017
    Here’s What to Do in the DOL Rule Transition Period
    Law firm produces checklist advisors can use to protect themselves and demonstrate compliance.
    No Comments
  • September 12, 2017
    SEC Is ‘Where Fiduciary Ideas Go to Die’
    Don’t hold your breath for the Feds to create a unified client-first standard, experts warn.
    No Comments
  • September 5, 2017
    How Do You Feel About Yet Another DOL Rule Delay?

    Well, it's official. The White House has approved the Department of Labor's request to delay full implementation of its fiduciary rule a further 18 months to July 2019. What are your thoughts on another delay?

    Last Comment: September 5, 2017
    1 Comment
  • September 5, 2017
    DOL Axes Arbitration Ban from Fiduciary Rule
    Agency says IRS will also stay away from enforcing the ban.
    No Comments

Behavioral finance


Family wealth/family office


Special services