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March 23, 2017

DOL Nominee Says He’ll Review Fiduciary Rule
Alexander Acosta says he’ll follow Trump’s presidential memorandum to reassess the rule.
Ex-Merrill Lynch FAs Open UHNW Indie RIA
Private Banking alums set sight on multi-family office market.
Merrill FAs Managing $350M Leave for Raymond James
Team is the latest in a string of departures.
Unlike Robos, Do TAMPs Favor FAs Over Clients?
One expert says turnkey platforms require more fees for the same service.
Serving Three Emerging Investor Personas
As the investing landscape changes, so do the types of investors that could be your clients.