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Today's Headlines

Former San Antonio Spurs Star Trades NBA for Financial Advice Gig
San Antonio Spurs veteran Tony Parker will lead a team of 20 at NorthRock Partners.
This Dual-Registered Advisor Argues Why Two Conduct Standards Are Better Than One
The differing regulations for broker-dealers and RIAs are appropriately risk-driven, he says.
Special Report: ETF Strategy Masterclass: Using ETFs for Tactical Calls
Use ETFs to short and trade options, minimize risk or maximize returns from market movements. This Special Report article focuses on how advisors can use these capabilities to their fullest.
SEC Seeks Comment on Broadening Investor Access to Private Placements
The regulator is also looking for input on whether retail investors should have access to growth-stage companies through closed-end funds.
Mercer Advisors Acquires $510M Wealth Management Practice
The addition of Jackson Financial Management brings Mercer’s assets under management to more than $16 billion.
What RIAs Need to Do in Light of the SEC’s Reg BI
With brokers given “best interest” designation with the SEC’s new regulation, RIAs need to really differentiate themselves through smarter marketing, experts say.