Welcome to Financial Advisor IQ

Registration Required To View More Than 1 Article(s) in 30 Day(s).

Already registered?

Register for a free subscription to Financial Advisor IQ, a Financial Times service, written specifically for Financial Advisors. (All fields are required.)

  • There's no cost
  • Your information will not be shared without your consent
  • You get full access along with a daily news alert

CE Credentials
You can now earn continuing education credits by reading selected content on FAIQ's ThinkTank. Enter your credentials below to start earning credits.

Already a Financial Advisor IQ Reader?

Log in

June 20, 2018

Merrill Lynch Admits Wrongdoing in Order Routing
Wirehouse will pay $42 million penalty.
JPMorgan Seeks Temporary Injunction Against Rep Who Left For Merrill Lynch
Firm alleges clients have told the JPMorgan the advisor is actively soliciting them.
Ex-Morgan Stanley Manager Barred Over HSN Co-Founder Case
Terry Lee McCoy allegedly failed to supervise two brokers excessively trading account of the late Home Shopping Network co-founder.
NFL Players Will Only Deal with CFPs or CFAs
The National Football League Players Association will require the designations starting in 2020.
Diversify Your Advisor Staff or Perish, FAs Warn
Firms must build their team diversity if they hope to continue winning and serving clients.
How to be Client-Centric While Growing Your Business
Sometimes expanding your client list can raise concerns for current clients.  Video [ 3:50 ]   Transcript