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April 20, 2018

Fired UBS Employee Looks to Mount Class Action for Age Discrimination
Former managing director alleges he faced an unfair take it or leave it choice.
Women Won Just 18% of Sexual Harassment Claims in Finra Arbitration Since 1988
Men are almost twice as likely to win sexual harassment claims.
Ron Carson Names 32-Year-Old His Successor
Dubbed “Baby Einstein” at Carson Group, successor has been with the firm five years.
Raymond James Nabs Four Wells Fargo FAs
The teams collectively oversaw more than $780 million at the wirehouse.
Wealthy Clients Are Pessimistic About Longevity and Healthcare Costs
Half of high net worth individuals also believe working longer is good for health, and most wealthy work on weekends.
Implement Boundaries and Structure with Volatile Clients
Make written agreements mandatory for impulsive clients.