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July 19, 2018

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Wells Fargo’s Private Bank Automated Investment Management, Report Claims

Unit has been gradually shifting focus away from investment performance to sales, according to news report.

The Chase is On: Re-Winning Former Clients is Key for Breakaway FAs

The pressure is on for FAs to re-win their former clients after breaking from wirehouses.

Billion-Plus Breakaways Are Driving Independence, Says Schwab Exec

Increasingly large teams are leaving broker-dealers and wirehouses, inspiring smaller teams to do the same.

Sponsored Webcast

How Successful Advisors are Maximizing Practice Growth

Advisors who want to grow their practice must first understand it’s value. This webcast, sponsored by LPL Financial, explains how advisors can learn their practice’s value and find the right ways to maximize it.

FAs Who Want to Survive Must Embrace the Emotional

Advisors must learn to connect — emotionally — with the very rich.

Woodbury Financial Completes Acquisition of $10 Billion Branch Brokerage Business

Capital One Investing’s financial advisors will work within Woodbury’s open-architecture system.

ThinkTank: Latest Published Content

Inflation Awakening
Pacific Investment Management Company LLC

No One Wins a Trade War
Guggenheim Partners

Don't overlook quality in small-cap investing
Eaton Vance

45-Degrees North
Mariner Wealth Advisors

Emerging Tech Is Booming
Alger

Topics

All Topics

The Client - Finding and winning new clients FAs Who Want to Survive Must Embrace the Emotional How Successful Advisors are Maximizing Practice Growth The Chase is On: Re-Winning Former Clients is Key for Breakaway FAs	The Client - Client retention The Chase is On: Re-Winning Former Clients is Key for Breakaway FAs Industry Groups Slam “Best Interest Standard” As Too Vague
The Client - ERISA plans/institutional management Fiduciary Legislature at the State Level Slows But Continues Judge Opens Way for the DOL Fiduciary Rule's Survival	The Client - Behavioral finance FAs Who Want to Survive Must Embrace the Emotional Industry Groups Slam “Best Interest Standard” As Too Vague

The Assets - Portfolio management Wells Fargo’s Private Bank Automated Investment Management, Report Claims SEC Reveals Big Problems FAs Have With Best Execution	The Assets - Insurance planning Soothing Clients’ Terror About Health Costs in Retirement
The Assets - Estate planning FAs Aren’t Talking to Clients About What Clients Want to Discuss FAs Expect More Controversies Like Marvel Icon Stan Lee’s Senior Abuse Woes	The Assets - Tax planning All Special Designations Aren't Created Equal: How to Tell the Significant from the Suspect FAs Aren’t Talking to Clients About What Clients Want to Discuss

The Practice - Technology FAs Who Want to Survive Must Embrace the Emotional Finra’s Cloud Tech Helps It Process 58 Billion Records Daily	The Practice - Fees and compensation FAs Who Want to Survive Must Embrace the Emotional Billion-Plus Breakaways Are Driving Independence, Says Schwab Exec Woodbury Financial Completes Acquisition of $10 Billion Branch Brokerage Business
The Practice - Staffing and recruiting How Successful Advisors are Maximizing Practice Growth Woodbury Financial Completes Acquisition of $10 Billion Branch Brokerage Business	The Practice - Regulatory/legal issues The Chase is On: Re-Winning Former Clients is Key for Breakaway FAs Wells Fargo’s Private Bank Automated Investment Management, Report Claims

1	Half a Billion Dollar Merrill Lynch Team Takes Flight
2	Merrill Lynch Has Won a Lot of New Clients Lately
3	Morgan Stanley Complex Manager Leaves Firm After Harassment Claims Against FAs
4	Finra Bars Former FA Accused of Churning
5	Private Equity Buys Cetera for $1.7 Billion

1	Wells Fargo’s Private Bank Automated Investment Management, Report Claims
2	Wells Fargo Wealth and Investment Income Slips 37% in Q2
3	From Breaking to Building: How FAs Break from Wirehouses and Build Their Own Firms
4	CFA Will Examine FAs On Cryptocurrencies and Blockchain
5	SEC Reveals Big Problems FAs Have With Best Execution

1	Wells Fargo’s Private Bank Automated Investment Management, Report Claims
2	From Breaking to Building: How FAs Break from Wirehouses and Build Their Own Firms
3	Wells Fargo Wealth and Investment Income Slips 37% in Q2
4	Should RIAs Be Subjected to Broker-Like Licenses With Continuing Education Requirements?
5	Private Equity Buys Cetera for $1.7 Billion

S	M	T	W	T	F	S






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July 19, 2018

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