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Today's Headlines

Ex-Morgan Stanley FA Slapped with Restraining Order Loses Job
Second Morgan Stanley broker who had agreed to a temporary restraining order let go from his new job.
RIAs Unite to Lobby Washington For Fairer Deal
Some advisors believe their businesses are being treated unfairly by the latest tax bill.
Wells Fargo’s FA Count Down in 4Q
But client assets nonetheless reached a new record.
If You Call Yourself an Advisor, You Should be One
Columnist complains the advice industry can’t come to grips with what it is and what it wants clients to think it is.
More Compliance Issues to Come
Regulators are likely to tighten requirements across several areas.

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