Welcome to Financial Advisor IQ

Registration Required To View More Than 1 Article(s) in 30 Day(s).

Already registered?

Register for a free subscription to Financial Advisor IQ, a Financial Times service, written specifically for Financial Advisors. (All fields are required.)

  • There's no cost
  • Your information will not be shared without your consent
  • You get full access along with a daily news alert

CE Credentials
You can now earn continuing education credits by reading selected content on FAIQ's ThinkTank. Enter your credentials below to start earning credits.

Already a Financial Advisor IQ Reader?

Log in

Today's Headlines

Whistleblowers Be Warned: You’re Only Protected If You Squeal to the SEC
A recent ruling in the case brought by a fired UBS advisor suggests that reporting wrongdoing to Finra isn’t enough to get whistleblower protection.
Why Advisors Still Have an Uneasy Relationship With Insurance Planning
Annuities and life insurance are contentious products for many FAs.
RIA M&A Picks Up as Advisors Reach Retirement Age
Retirement-age RIAs are selling their firms.
Wells Fargo Loses FAs Collectively Overseeing More Than $2 Billion
Veteran advisors head to RBC and Raymond James while UBS nabs a Wells Fargo executive.
Recommending Multiple Trades Could Be Churning, Finra Suggests
The industry’s self-regulator wants to amend current rules to include when brokers simply recommend excessive transactions but don’t execute them.
Have We Rebuilt Trust in the Investment Management Industry?
The answer could be critical to wealth management's survival.