Welcome to Financial Advisor IQ
Follow

Registration Required To View More Than 1 Article(s) in 30 Day(s).

Already registered?

Register for a free subscription to Financial Advisor IQ, a Financial Times service, written specifically for Financial Advisors. (All fields are required.)

  • There's no cost
  • Your information will not be shared without your consent
  • You get full access along with a daily news alert


CE Credentials
You can now earn continuing education credits by reading selected content on FAIQ's ThinkTank. Enter your credentials below to start earning credits.

Already a Financial Advisor IQ Reader?

Log in
 

January 19, 2018

Finra Member Fees Won’t Rise Despite Revenue Challenges
Finra will be relying heavily on its excess reserves rather than fines to support its operation.
Securities America Brings Finra-Compliant Texting to IBDs
Following Merrill’s move last week, indie-FA firm helps meet burgeoning client demand for flexible comms.
TD Ameritrade Lets RIAs Tap Third-Party Portfolios
Company calls the new offering an “Amazon-like shopping center of third-party models.”
Tax Law Creates Challenges and Opportunities for FAs
New law’s temporary nature makes long-term planning difficult, but changes are likely to push up demand for advice.
Helping Clients Organize for Their Afterlife
Financial advisors can do a lot to help clients plan for what happens when they are gone.

Topics