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Today's Headlines

Lightyear Strikes Again As Cerulli Warns Would-Be Sellers
PE firm buys executive-wealth firm HPM Partners to help it down the acquisition trail.
Merrill Lynch, U.S. Trust AUM Flows Slow
Amid healthy growth in net income and revenue, BofA’s 4Q wealth management asset flows were the lowest in 2017.
Finra Bars Two Reps In Connection to Fund Misuse
Separately, the industry’s self-regulator has unveiled details on its simplified licensing exam.
RIAs and BDs Must Step It Up Despite DOL Rule Delay
Both sides have bad actors, and both could help educate consumers and regulators on how to get rid of them.
Low-Cost, Low-Fee Investing Could Be Really Bad for Retirees
Many low-fee retirement solutions end up hampering savers’ returns due to less obvious non-fee costs.
Opinion
Just What is the Protocol Now?
A longtime advisor’s views on the value of the broker protocol.
ThinkTank: Latest Published Content

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