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January 17, 2019

Why Merrill Lynch Has Never Seen Such Growth
Yet the wirehouse's advisor ranks have barely increased.
Two Morgan Stanley Managers Leave Private Wealth Unit
Charles "Chuck" Rice oversaw advisors in Chicago and Jose Salazar managed advisors in Miami.
Genstar Reportedly Weighs Buying Advisor Group Stake
But Advisor Group's CEO tells employees that no discussions are underway.
SEC Charges Nine Over Edgar Data Hack
A Ukrainian hacker and traders from California, Ukraine and Russia are among the defendants.
Prime Capital Investment Advisors Acquires RIA
Longer Investments manages $151 million for 108 accounts.
Morgan Stanley Promotes 14 Wealth Managers to Managing Director
Five women are among those promoted to the firm's highest rank.

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